No More Unclaimed Assets: Harnessing Digi Locker for a Secure Financial Future
he Indian securities market is taking a giant leap forward in ensuring financial assets remain secure and accessible to rightful heirs. Starting April 1, 2025, the Securities and Exchange Board of India (SEBI) is introducing a revolutionary initiative—leveraging Digi Locker as a Digital Public Infrastructure to reduce Unclaimed Assets (UA) in the financial system. This […]
Empowering Women in the Workplace: The Role of SEBI Compliance and POSH Policies
As we celebrate International Women’s Day, it’s essential to recognize the role of compliance and workplace policies in fostering a safe, inclusive, and empowering environment for women. SEBI regulations and the Prevention of Sexual Harassment (POSH) Act play a crucial role in ensuring gender equality and workplace safety in corporate India. Women’s Representation in Corporate […]
The Importance of SEBI Compliance for Sustainable Business Growth
SEBI (Securities and Exchange Board of India) compliance is not just a regulatory mandate; it is a critical component that influences the growth trajectory of a business. Compliance ensures that businesses operate within the framework of established financial and market norms, promoting trust, transparency, and credibility. Why SEBI Compliance Matters SEBI compliance plays a fundamental […]
Position limits and Monitoring practices for equity derivatives
1) SEBI has announced changes to position limits and monitoring practices for equity derivatives, particularly index futures and options contracts.2) Effective immediately, SEBI has increased the position limits for trading members (TMs) in index derivatives. The new limit is set at the higher of Rs 7,500 crore or 15% of the total Open Interest (OI) […]
Framework for Supervision of Authorised Persons & Branches by Members
a) TM must ensure all clients are registered directly with the TM by examine the books of account of APs. b) Must ensure there is no movement of Funds and securities between the clients and AP by examining all demat and bank accounts statements. Written confirmation that all their demat and bank accounts have been […]
