Services
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Compliance
Leading provider of SEBI compliance services for brokers.
HR & Staffing
Procurement of quality staff for all business needs
Consulting
Excellent compliance consulting to businesses of all sizes
Our Services
Efficient, fast & reliable
We make sure that we provide you with world-class compliance services that are catered to your business needs. Get set with Complisec & its suite of service today.
About us
Compliance services you can trust.
Complisec has successfully been catering and providing specialized compliance services to SEBI registered Intermediaries since April 2010. Additionally, we also provide staffing & recruitment services. We ensure that we find the right talent for your organisational needs.
Our Mission
Our mission is to deliver quality services that meet your business requirement. We believe in understanding business goals coherently.
Our Vision
Complisec envisions building long-term relationships by delivering value in the areas of compliance and recruitment
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FAQ
We are here to help you 7 days a week and respond within 24 hours. Plus, you can find most answers to your questions right on this page.
As per the latest Settlement norms by SEBI, this date must be first friday of the quarter/month when all the Clients under any Stock Broker needs to be settled mandatorily. For e.g. For all submissions post Oct 7, 2022, the latest date of settlement would be 07th Oct 2022 only. Any other date mentioned here, will invite Exchanges to track your settlement process and non-compliances therein.
As per the latest Settlement norms by SEBI, this date must be first friday of the quarter/month when all the Clients under any Stock Broker needs to be settled mandatorily. For e.g. For all submissions post Oct 7, 2022, the latest date of settlement would be 07th Oct 2022 only. Any other date mentioned here, will invite Exchanges to track your settlement process and non-compliances therein.
SEBI has always been akeen to ‘Safeguard the Investors Money into the Stock Markets’. The enhanced supervision 12 points Summary submission on a weekly basis is a way of keeping Watch on the Investors Money lying with the Stock Brokers Safely and not in wrong hands.
