Summary of Amendment of SEBI RA Regulations
SEBI has issued the Consultation Paper on Review of Regulatory Framework for Investment Advisers and Research Analysts on 06thAugust, 2024 seeking public comments on the proposed changes. SEBI on December 16, 2024 issued the Research Analysts (Third Amendment) Regulations, 2024. These will be effective from the date of its Publication in Official Gazette i.e. from 16th December, […]
SEBI Paper on Review of Regulatory Framework
For Investment Advisers and Research Analysts Comments are invited on the proposals mentioned in the consultation paper. The comments/ suggestions should be submitted to SEBI latest by August 26, 2024, through the following link: https://www.sebi.gov.in/sebiweb/publiccommentv2/PublicCommentAction.do?doPublicComments=yes
Segregation and Monitoring of Collateral at Client Level
• As per SEBI circular, to provide visibility of client-wise collateral (for each client) at all levels, viz., TM, CM and Clearing Corporation (CC), a reporting mechanism, covering both cash and non-cash collaterals shall be specified by the Clearing Corporations. • Thus NCL will provide a link for registration and viewing the collateral data on […]
SEBI Consultation Paper
1) Rationalisation of options strikes Sebi has proposed to rationalise existing strike price introduction methodology. Strike interval should be uniform near the prevailing index price (4% around prevailing price) and the interval to increase as the strikes move away from prevailing price (around 4% to 8%), 2) Upfront collection of options premium In order to […]
