Your go-to compliance provider
Take a break, avail compliance services you deserve.
At complisec we lay emphasis on understanding your goals & implementing pitch perfect compliance solutions geared towards your specific business needs. Want to learn more? Check out our services.
Compliance
Leading provider of SEBI compliance services for brokers.
HR & Staffing
Procurement of quality staff for all business needs
Consulting
Excellent financial consulting to businesses of all sizes
About us
Who are we?
Complisec has successfully been catering and providing specialized compliance services to SEBI registered Intermediaries since April 2010. Additionally, we also provide staffing & recruitment services. We ensure that we find the right talent for your organisational needs.
Our Mission
Our mission is to deliver quality services that meet your business requirement. We believe in understanding business goals coherently.
Our Vision
Complisec envisions building long-term relationships by delivering value in the areas of compliance and recruitment.
boost your processes with
Experienced Workforce
Since last 12 years, complisec is defined by an extraordinary workforce that is experience at handling compliance related cases of all types.
relax, we will provide you with
Convenient Services
We are confident that our services will prove to be adding value to your business. We work in a agile fashion that resonates with most of our clientele.
We know the importance of
Efficiency & Perfection
At complisec, we pay attention to fine detail. This makes our processes efficient & adds value to your business.
Features & Benefits
Our Benefits
For any business, Client Service is a prime goal. To help you achieve this, we provide a one-stop solution to take care that you are adhering to requisites and guide you to stay within the boundaries of compliance
great support
Excellent Customer Support
When a new born child needs support to be independent, parents play pivotal role. We are available to guide and help manage compliance independently.
time sensitive
Time Bound & Accurate
We believe that a strong understanding of the subject matter builds in confidence to achieve compliance with great accuracy within timelines. T
Take control
Manageable Outflows
We make sure that our services will be value for money. We believe in a competitive pricing policy.
Have a Question?
FAQ
We are here to help you 7 days a week and respond within 24 hours. Plus, you can find most answers to your questions right on this page.
As per the latest Settlement norms by SEBI, this date must be first friday of the quarter/month when all the Clients under any Stock Broker needs to be settled mandatorily. For e.g. For all submissions post Oct 7, 2022, the latest date of settlement would be 07th Oct 2022 only. Any other date mentioned here, will invite Exchanges to track your settlement process and non-compliances therein.
SEBI has always been akeen to ‘Safeguard the Investors Money into the Stock Markets’. The enhanced supervision 12 points Summary submission on a weekly basis is a way of keeping Watch on the Investors Money lying with the Stock Brokers Safely and not in wrong hands.
Under block mechanism, shares of a client intending to make a sale transaction will be blocked in the client’s demat account in favour of the clearing corporation similar to ASBA in IPO, where money is blocked in client account till IPO allotment.
Contact Us
Get In Touch
We are here to help you 7 days a week and respond within 24 hours. Plus, you can find most answers to your questions right on FAQ page.
